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Penalty Functions for Environmental Violations: Evidence from Water Quality Enforcement

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Author Info
Oljaca, Neda
Keeler, Andrew G
Dorfman, Jeffrey
Abstract

We empirically estimate a penalty function for water quality violations of private firms in Georgia. We find that seriousness of infraction and historical compliance records strongly influence penalty levels, while the intentionality of violations and the method of discovery do not. The size of the polluting company is also an important determinant of financial penalties. Overall the results support the plausibility of modeling assumptions used in much of the theoretical enforcement literature but indicate the need for caution in interpreting models that assume penalty amounts are invariant to violation characteristics. Copyright 1998 by Kluwer Academic Publishers

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Article provided by Springer in its journal Journal of Regulatory Economics.

Volume (Year): 14 (1998)
Issue (Month): 3 (November)
Pages: 255-64
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Handle: RePEc:kap:regeco:v:14:y:1998:i:3:p:255-64

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  1. Carmen Arguedas, 2008. "To Comply or Not To Comply? Pollution Standard Setting Under Costly Monitoring and Sanctioning," Environmental & Resource Economics, European Association of Environmental and Resource Economists, vol. 41(2), pages 155-168, October. [Downloadable!] (restricted)
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  2. Timothy N. Cason & Lata Gangadharan, 2004. "An Experimental Study of Compliance and Leverage in Auditing and Regulatory Enforcement," Department of Economics - Working Papers Series 918, The University of Melbourne. [Downloadable!]
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