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Mandatory audit firm rotation: Fresh look versus poor knowledge

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Author Info
Lu, Tong
Sivaramakrishnan, K.
Abstract

Our aim in this paper is to investigate the effects of mandatory audit firm rotation (MAR) on companies' investment decision and auditor choice in a capital market setting. We compare a MAR regime with a non-MAR regime in a setting in which auditors' independence and companies' opinion shopping are real concerns. To capture auditor independence and opinion shopping, we model auditor biases (a conservative bias or an aggressive bias) and client firms' incentives to engage auditors with desired biases. We find that when firms engage in opinion shopping, MAR improves investment efficiency for some firms but impairs investment efficiency for other firms. More generally, we contribute to the literature by demonstrating the real effects of auditing on corporate resource allocation decisions.

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File URL: http://www.sciencedirect.com/science/article/B6VBG-4VRNNSW-1/2/686822d8d2350639e065e212a4e8b042
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Publisher Info
Article provided by Elsevier in its journal Journal of Accounting and Public Policy.

Volume (Year): 28 (2009)
Issue (Month): 2 ()
Pages: 71-91
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Handle: RePEc:eee:jappol:v:28:y:2009:i:2:p:71-91

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Web page: http://www.elsevier.com/locate/jaccpubpol

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Related research
Keywords: Auditor independence Auditor conservatism Audit quality Investment efficiency Auditor rotation;

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This page was last updated on 2009-11-7.


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