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Sunk-Cost Hysteresis

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Richard Baldwin

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Abstract

Despite its important theoretical, empirical and policy implications, sunk-cost hysteresis has not been characterized for the case of model consistent, or rational expectations (previous studies assume that firms believe the forcing variable is generated by some ad hoc, time invariant process such as an iid or Brownian motion process). This omission is significant since if firms do have forward-looking expectations, the existing characterizations cannot be used for empirical testing, or as a guide in developing appropriate econometric techniques. Furthermore, policy conclusions based on such characterizations may be misleading. This paper demonstrates the possibility and characterizes the nature of sunk-cost hysteresis for a broad class of assumptions on the forcing variable process. Most notably this class includes rational or model consistent expectations. Specifically, we show that the firm's problem with a quite general forcing variable process can be reduced to be formally identical to the iid case. Additionally we analytically show that (i) the hysteresis band tends to widen with greater sunk costs, (ii) the effect of greater volatility on the band width depends upon the specific nature of the process generating the uncertainty, and (iii) greater persistence in the shocks has the effect of making well-entrenched firms more likely to exit and of narrowing the band for marginal firms. Lastly we show that the possibility of sunk-cost hysteresis is robust to a number of modifications of the basic sunk cost model.

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Paper provided by National Bureau of Economic Research, Inc in its series NBER Working Papers with number 2911.

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Date of creation: Mar 1989
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Handle: RePEc:nbr:nberwo:2911

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  1. Bertola, Giuseppe, 1998. "Irreversible investment," Research in Economics, Elsevier, vol. 52(1), pages 3-37, March. [Downloadable!] (restricted)
  2. Avinash Dixit, 1979. "A Model of Duopoly Suggesting a Theory of Entry Barriers," Bell Journal of Economics, The RAND Corporation, vol. 10(1), pages 20-32, Spring. [Downloadable!] (restricted)
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  3. Catherine L. Mann, 1986. "Prices, profit margins, and exchange rates," Federal Reserve Bulletin, Board of Governors of the Federal Reserve System (U.S.), issue Jun, pages 366-379.
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Cited by:
(explanations, Please report citation or reference errors to , or , if you are the registered author of the cited work, log in to your RePEc Author Service profile, click on "citations" and make appropriate adjustments.)

  1. Paolo Epifani, 2002. "Trade Liberalization, Firm Performance and Labor Market Outcomes in the Developing World What Can We Learn From Micro-Level Data?," CESPRI Working Papers 138, CESPRI, Centre for Research on Innovation and Internationalisation, Universita' Bocconi, Milano, Italy, revised Feb 2003. [Downloadable!]
    Other versions:
  2. Kalina Manova, 2008. "Credit Constraints, Heterogeneous Firms, and International Trade," NBER Working Papers 14531, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
  3. Iacovone, Leonardo & Zavacka, Veronika, 2009. "Banking crises and exports : lessons from the past," Policy Research Working Paper Series 5016, The World Bank. [Downloadable!]
  4. Aradhna Aggarwal, 2006. "Strengthening the Export Competitiveness of firms in the Indian Pharmaceutical Industry," Working Papers id:487, esocialsciences.com. [Downloadable!]
  5. Sofronis Clerides & Saul Lach & James Tybout, 1996. "Is "Learning-by-Exporting" Important? Micro-Dynamic Evidence from Colombia, Mexico and Morocco," NBER Working Papers 5715, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
    Other versions:
  6. Luca David Opromolla & Alfonso Irarrazabal, 2005. "Hysteresis in Export Markets," International Trade 0512003, EconWPA. [Downloadable!]
  7. Olivier Cadot & Laure Dutoit & Marcelo Olarreaga, 2005. "How Costly is it for Poor Farmers to Lift Themselves out of Subsistence?," Cahiers de Recherches Economiques du Département d'Econométrie et d'Economie politique (DEEP) 05.09, Université de Lausanne, Faculté des HEC, DEEP. [Downloadable!]
    Other versions:
  8. Sjöholm, Fredrik, 1999. "Do Foreign Contacts Enable Firms to Become Exporters?," Working Paper Series in Economics and Finance 326, Stockholm School of Economics. [Downloadable!]
  9. Alessandra Pelloni, 1993. "Long-run consequences of finite exchange rate bubbles," Open Economies Review, Springer, vol. 4(1), pages 5-26, March. [Downloadable!] (restricted)
  10. Claus-Friedrich Laaser & Klaus Schrader, 2002. "European Integration and Changing Trade Patterns: The Case of the Baltic States," Kiel Working Papers 1088, Kiel Institute for the World Economy. [Downloadable!]
  11. Richard E. Baldwin, 1990. "Re-Interpreting the Failure of Foreign Exchange Market Efficiency Tests:Small Transaction Costs, Big Hysteresis Bands," NBER Working Papers 3319, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
    Other versions:
  12. Tybout, James R., 1991. "Researching the trade - productivity link : new directions," Policy Research Working Paper Series 638, The World Bank. [Downloadable!]
  13. Roberts, Mark J. & Tybout, James R., 1995. "An empirical model of sunk costs and the decision to export," Policy Research Working Paper Series 1436, The World Bank. [Downloadable!]
    Other versions:
  14. Juan A. Máñez & María E. Rochina-Barrachina & Juan A. Sanchis, 2008. "Sunk Costs Hysteresis in Spanish Manufacturing Exports," Review of World Economics (Weltwirtschaftliches Archiv), Springer, vol. 144(2), pages 272-294, July. [Downloadable!] (restricted)
    Other versions:
  15. Maria Bas & Ivan Ledezma, 2007. "Market Access and the Evolution of within Plant Productivity in Chile," CESifo Working Paper Series CESifo Working Paper No. , CESifo Group Munich. [Downloadable!]
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