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A Disturbance Attenuation Approach to Option Pricing with Transaction Costs

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Author Info
Lihui Zheng () (Department of Economics and Finance, Tonghi University)
Jin E. Zhang (Department of Economics and Finance, City University of Hong Kong)
Abstract

This paper studies the option pricing problem with transaction costs in the framework of robust control. In particular, we model uncertainty in stock price as unknown, deterministic functions with an ‘a priori’ bound on its L2 norm, and the hedging and pricing of options are considered in terms of the worst case of the uncertainty. First, an optimization criterion is proposed such that the optimal strategy has the lowest sensitivity to misspecification in the uncertainty bound. Then this sensitivity optimization problem is formulated as a differential game, based on which option prices are defined in the framework of robust control. By reducing dimension of the game, we obtain an expression for the option price, which is discounted value function of the reduced game. We also derive a variational inequality for the value function and prove existence and uniqueness of the Partial Differential Equation (PDE). Finally, a finite-difference scheme is provided to solve the PDE and computer simulations are performed. The results of this paper show that the robust control approach has many advantages over the traditional stochastic methods for the option pricing problem with transaction costs.

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File URL: http://www.eaber.org/intranet/documents/23/233/CUHK_Zheng_00.pdf
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Publisher Info
Paper provided by East Asian Bureau of Economic Research in its series Finance Working Papers with number 233.

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Length: 32 pages
Date of creation: Mar 2000
Date of revision:
Handle: RePEc:eab:financ:233

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Related research
Keywords: Option pricing; transaction cost; robust control; viscosity solution; numerical solution;

Find related papers by JEL classification:
G12 - Financial Economics - - General Financial Markets - - - Asset Pricing
G13 - Financial Economics - - General Financial Markets - - - Contingent Pricing; Futures Pricing
C10 - Mathematical and Quantitative Methods - - Econometric and Statistical Methods: General - - - General

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  1. Bergman, Yaacov Z & Grundy, Bruce D & Wiener, Zvi, 1996. " General Properties of Option Prices," Journal of Finance, American Finance Association, vol. 51(5), pages 1573-1610, December. [Downloadable!] (restricted)
  2. Black, Fischer & Scholes, Myron S, 1973. "The Pricing of Options and Corporate Liabilities," Journal of Political Economy, University of Chicago Press, vol. 81(3), pages 637-54, May-June. [Downloadable!] (restricted)
  3. Boyle, Phelim P & Vorst, Ton, 1992. " Option Replication in Discrete Time with Transaction Costs," Journal of Finance, American Finance Association, vol. 47(1), pages 271-93, March. [Downloadable!] (restricted)
  4. Hindy, Ayman & Huang, Chi-fu & Zhu, Steven H., 1997. "Numerical analysis of a free-boundary singular control problem in financial economics," Journal of Economic Dynamics and Control, Elsevier, vol. 21(2-3), pages 297-327. [Downloadable!] (restricted)
  5. Howe, M. A. & Rustem, B., 1997. "A robust hedging algorithm," Journal of Economic Dynamics and Control, Elsevier, vol. 21(6), pages 1065-1092, June. [Downloadable!] (restricted)
  6. Leland, Hayne E, 1985. " Option Pricing and Replication with Transactions Costs," Journal of Finance, American Finance Association, vol. 40(5), pages 1283-1301, December. [Downloadable!] (restricted)
    Other versions:
  7. Yaacov Z. Bergman & Bruce D. Grundy & Zvi Wiener, . "General Properties of Option Prices (Revision of 11-95) (Reprint 058)," Rodney L. White Center for Financial Research Working Papers 1-96, Wharton School Rodney L. White Center for Financial Research.
    Other versions:
  8. Orszag, J. Michael & Yang, Hong, 1995. "Portfolio choice with Knightian uncertainty," Journal of Economic Dynamics and Control, Elsevier, vol. 19(5-7), pages 873-900. [Downloadable!] (restricted)
  9. Hyungsok Ahn, Adviti Muni, Glen Swindle, 1999. "Optimal hedging strategies for misspecified asset price models," Applied Mathematical Finance, Taylor and Francis Journals, vol. 6(3), pages 197-208, September. [Downloadable!] (restricted)
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