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Reform Model Two of the President's Commission to Strengthen Social Security: Distributional Outcomes Under Different Economic and Behavioral Assumptions

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Author Info
Melissa M. Favreault () (Urban Institute)
Joshua H. Goldwyn () (Urban Institute)
Karen E. Smith () (Urban Institute)
Lawrence H. Thompson () (Urban Institute)
Cori E. Uccello () (Urban Institute)
Sheila R. Zedlewski () (Urban Institute)
Abstract

This project uses dynamic microanalytic simulation techniques to explore the distributional consequences of Plan 2 of the President's Commission to Strengthen Social Security. This plan includes a voluntary personal account that would be "carved out" of currently-scheduled benefit contributions, a new minimum benefit, and an increase in widow(er)s benefits. It also shifts the current wage-indexed initial benefit formula to a price-indexed formula to address most of the current system's long-term solvency problem. The analysis begins by adopting the assumptions of the Office of the Chief Actuary (OCACT) regarding portfolio allocation, rates of return, administrative costs, and mandatory annuitization of personal account balances to develop a baseline of Model 2. We compare the distributional results with current-law promised benefits and a current-law scenario adjusted to match the revenues we estimate are required to fund the OCACT baseline in 2050 exclusive of the private account provisions. Subsequently, we test the sensitivity of our baseline estimates to different assumptions about participation in personal accounts, investment patterns, administrative costs, variation in market returns across the life cycle, and rates of return on investments. To simulate likely participation patterns in voluntary private accounts and participants' portfolio allocation choices, we estimate models using recent data from the Survey of Consumer Finances. The results from our core and sensitivity analyses bracket the likely outcomes of the reform plan and demonstrate how this type of reform might affect subgroups of the future elderly population.

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Paper provided by Center for Retirement Research in its series Working Papers, Center for Retirement Research at Boston College with number 2004-19.

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Length: 59 pages
Date of creation: May 2004
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Handle: RePEc:crr:crrwps:2004-19

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C5 - Mathematical and Quantitative Methods - - Econometric Modeling

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  1. Alan L. Gustman & Thomas L. Steinmeier, 2004. "Personal Accounts and Family Retirement," NBER Working Papers 10305, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
  2. James J. Choi & David Laibson & Brigitte C. Madrian & Andrew Metrick, 2001. "Defined Contribution Pensions: Plan Rules, Participant Decisions, and the Path of Least Resistance," NBER Working Papers 8655, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
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  3. John F. Cogan & Olivia S. Mitchell, 2002. "The Role of Economic Policy in Social Security Reform: Perspectives from the President's Commission," NBER Working Papers 9166, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
  4. Peter Diamond & Peter Orszag, 2002. "An Assessment of the Proposals of the President's Commission to Strengthen Social Security," Contributions to Economic Analysis & Policy, Berkeley Electronic Press, vol. 1(1), pages 1072-1072. [Downloadable!] (restricted)
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  5. Alan L. Gustman & Thomas L. Steinmeier, 2004. "Personal Accounts and Family Retirement," Working Papers wp067, University of Michigan, Michigan Retirement Research Center. [Downloadable!]
  6. Martin Feldstein & Jeffrey Liebman, 2000. "The Distributional Effects of an Investment-Based Social Security System," NBER Working Papers 7492, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
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  7. Peter A. Diamond, 2003. "What Stock Market Returns To Expect For The Future?," Issues in Brief ib-2, Center for Retirement Research. [Downloadable!]
  8. Peter Diamond, 1999. "Administrative Costs and Equilibrium Charges with Individual Accounts," NBER Working Papers 7050, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
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