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Value-at-Risk and Expected Shortfall for Rare Events

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Author Info
Stefan Mittnik () (Ludwig-Maximilians-University Munich, Center for Financial Studies, Frankfurt, and Ifo Institute for Economic Research, Munich)
Tina Yener (Ludwig-Maximilians-University Munich)
Abstract

Abstract. We show that the use of correlations for modeling dependencies may lead to counterintuitive behavior of risk measures, such as Value-at-Risk (VaR) and Expected Short- fall (ES), when the risk of very rare events is assessed via Monte-Carlo techniques. The phenomenon is demonstrated for mixture models adapted from credit risk analysis as well as for common Poisson-shock models used in reliability theory. An obvious implication of this finding pertains to the analysis of operational risk. The alleged incentive suggested by the New Basel Capital Accord (Basel II), namely decreasing minimum capital requirements by allowing for less than perfect correlation, may not necessarily be attainable.

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Paper provided by Center for Financial Studies in its series CFS Working Paper Series with number 2008/14.

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Length: 15 pages
Date of creation: Apr 2408
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Handle: RePEc:cfs:cfswop:wp200814

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Related research
Keywords: Operational Risk Latent Variables Correlated Events

Find related papers by JEL classification:
C52 - Mathematical and Quantitative Methods - - Econometric Modeling - - - Model Evaluation and Testing
G11 - Financial Economics - - General Financial Markets - - - Portfolio Choice; Investment Decisions
G32 - Financial Economics - - Corporate Finance and Governance - - - Financing Policy; Capital and Ownership Structure

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This page was last updated on 2008-12-13.


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