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Utility maximization in incomplete markets with random endowment

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Author Info
(**), Hui Wang () (Department of Statistics, Columbia University, New York, NY 10027, USA Manuscript)
Jaksa Cvitanic () (Department of Mathematics, USC, 1042 W 36 Pl, DRB 155, Los Angeles, CA 90089-1113, USA)
(*), Walter Schachermayer () (Department of Statistics, Probability Theory and Actuarial Mathematics, Vienna University of Technology, Wiedner Hauptstrasse 8-10, A-1040 Wien, Austria)

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Abstract

This paper solves the following problem of mathematical finance: to find a solution to the problem of maximizing utility from terminal wealth of an agent with a random endowment process, in the general, semimartingale model for incomplete markets, and to characterize it via the associated dual problem. We show that this is possible if the dual problem and its domain are carefully defined. More precisely, we show that the optimal terminal wealth is equal to the inverse of marginal utility evaluated at the solution to the dual problem, which is in the form of the regular part of an element of $({\bf L}^\infty)^*$ (the dual space of ${\bf L}^\infty$).

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Publisher Info
Article provided by Springer in its journal Finance and Stochastics.

Volume (Year): 5 (2001)
Issue (Month): 2 ()
Pages: 259-272
Download reference. The following formats are available: HTML (with abstract), plain text (with abstract), BibTeX, RIS (EndNote, RefMan, ProCite), ReDIF
Handle: RePEc:spr:finsto:v:5:y:2001:i:2:p:259-272

Note: received: November 1999; final version received: February 2000
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Related research
Keywords: Utility maximization; incomplete markets; random endowment; duality;

Find related papers by JEL classification:
G11 - Financial Economics - - General Financial Markets - - - Portfolio Choice; Investment Decisions
G12 - Financial Economics - - General Financial Markets - - - Asset Pricing
C61 - Mathematical and Quantitative Methods - - Mathematical Methods and Programming - - - Optimization Techniques; Programming Models; Dynamic Analysis

Cited by:
(explanations, Please report citation or reference errors to , or , if you are the registered author of the cited work, log in to your RePEc Author Service profile, click on "citations" and make appropriate adjustments.)

  1. M. R. Grasselli & T. R. Hurd, 2004. "Indifference pricing and hedging in stochastic volatility models," Quantitative Finance Papers math/0404447, arXiv.org. [Downloadable!]
  2. Gordan Zitkovic, 2005. "Utility Maximization with a Stochastic Clock and an Unbounded Random Endowment," Quantitative Finance Papers math/0503516, arXiv.org. [Downloadable!]
  3. Ioannis Karatzas & Gordan Zitkovic, 2007. "Optimal consumption from investment and random endowment in incomplete semimartingale markets," Quantitative Finance Papers 0706.0051, arXiv.org. [Downloadable!]
  4. Michail Anthropelos & Gordan Zitkovic, 2009. "Partial Equilibria with Convex Capital Requirements: Existence, Uniqueness and Stability," Quantitative Finance Papers 0901.3318, arXiv.org. [Downloadable!]
  5. H. Föllmer, . "Probabilistic Aspects of Financial Risk," Sonderforschungsbereich 373 2000-103, Humboldt Universitaet Berlin.
  6. Ying Hu & Peter Imkeller & Matthias Muller, 2005. "Utility maximization in incomplete markets," Quantitative Finance Papers math/0508448, arXiv.org. [Downloadable!]
  7. Huhtala, Heli, 2008. "Along but beyond mean-variance: Utility maximization in a semimartingale model," Research Discussion Papers 5/2008, Bank of Finland. [Downloadable!]
  8. Walter Schachermayer & Mihai Sîrbu & Erik Taflin, 2009. "In which financial markets do mutual fund theorems hold true?," Finance and Stochastics, Springer, vol. 13(1), pages 49-77, January. [Downloadable!] (restricted)
  9. Eduardo S. Schwartz & Claudio Tebaldi, 2006. "Illiquid Assets and Optimal Portfolio Choice," NBER Working Papers 12633, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
  10. Wiebke Wittmüß, 2006. "Robust Optimization of Consumption with Random Endowment," SFB 649 Discussion Papers SFB649DP2006-063, Sonderforschungsbereich 649, Humboldt University, Berlin, Germany. [Downloadable!]
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